Case Study: Consulting Firm
- Situation: National consulting firm sought a partner in developing a methodology for analyzing community commercial development markets in ten cities for proposal to a major charitable foundation.
- Approach: Utilized extensive experience in community development and public policy to design community-focused approach for research and analysis.
- Result: Project will provide the framework for redirecting grant funding and additional capital to distressed communities.
Case Study: Business Process Outsourcing Industry
- Situation: Strategic alliance partner/minority business enterprise subcontractor to Fortune 1000 company desired to diversify revenue by acquiring division of its strategic alliance partner.
- Approach: Provided strategic and tactical acquisition and capital markets advice to prepare the minority business enterprise for the acquisition auction process.
- Result: Positioned the minority business enterprise for future acquisitions and institutional due diligence process.
Case Study: National Policy Development
- Situation: Well-established research and development company sought to develop national awareness and support of new family savings policy.
- Approach: Provided a multifaceted analysis of state of economies, demographics and legislative history followed by a five state program of education, policy development and legislative strategy.
- Result: Successful creation of model legislation and national network of support for new savings policy.
Case Study: Healthcare Services Industry
- Situation: Minority business enterprise desired to diversify revenue by acquiring non-minority business enterprise competitor.
- Approach: Provided strategic and tactical acquisition and capital markets advice to prepare the company for the acquisition process.
- Result: Prepared the minority business enterprise for institutional due diligence process and attempted to negotiate the acquisition.
Case Study: National Broker Dealer Company
- Situation: Broker dealer was required to properly implement compliance and supervisory procedures as well as internal control systems to effectively operate and be compliant with the Financial Industry Regulatory Association (FINRA) and the Securities Exchange Commission (SEC)
- Approach: Developed and implemented supervisory systems for nearly 500 independent registered representatives.
- Result: No major deficiencies in supervisory controls and systems performed by FINRA and the SEC.were revealed.
Case Study: Risk Assessment for a Multinational Corporation
- Situation: Approached by a multinational corporation with 110 offices located in 60 countries around the world to develop a process and conduct a risk assessment of their global operation.
- Approach: Called upon extensive experience in audit, risk management, finance and operations to develop a comprehensive inventory of risks and an easy-to-use template measuring major and minor risks based on impact and likelihood. The template was designed to be completed by management remotely and reviewed in person or by phone. The results were compiled and presented to management based on regional and functional breakouts and lines of business.
- Result: Enabled the company to most efficiently focus scarce resources on the risks which presented the most significant impact on their ability to achieve business objectives.
For more information, visit NexGen Capital Consultants.
|